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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

 

Current Report Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): June 6, 2022 (May 25, 2022)

 

CALIFORNIA WATER SERVICE GROUP

(Exact name of Registrant as Specified in its Charter) 

 

Delaware
(State or other jurisdiction
of incorporation)
  1-13883
(Commission file number)
  77-0448994
(I.R.S. Employer
Identification Number)

 

1720 North First Street
San Jose, California
(Address of principal executive offices)
  95112
(Zip Code)

 

(408) 367-8200

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Shares, par value $0.01   CWT   New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

Explanatory Note

 

California Water Service Group (the “Company”) is filing an amendment to its Current Report on Form 8-K filed with the Securities and Exchange Commission on May 26, 2022 (the “Original Filing”) solely for the purpose of amending and restating the Broker Non-Vote information for Proposals 3 and 4. The corrected information below supersedes and replaces in its entirety the votes previously reported for these proposals.

 

This Amendment does not modify or update in any way disclosures made in the Original Filing other than to correct the Broker Non-Vote information presented below for Proposals 3 and 4.

 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

The Company held its Annual Meeting of Stockholders on May 25, 2022 (the “Annual Meeting”). Stockholders acted on the following items of business at the Annual Meeting:

 

1.       The following nominees for Director were elected to serve until the 2023 Annual Meeting of Stockholders based upon the following votes:

 

Nominee  Votes For   Votes Against   Abstentions   Broker Non-Votes 
Gregory E. Aliff   42,585,320    263,326    114,211    4,591,045 
Terry P. Bayer   42,634,866    208,768    119,223    4,591,045 
Shelly M. Esque   42,436,979    424,756    101,122    4,591,045 
Martin A. Kropelnicki   42,599,743    252,964    110,150    4,591,045 
Thomas M. Krummel, M.D.   42,085,770    760,466    116,621    4,591,045 
Richard P. Magnuson   41,331,606    1,515,966    115,285    4,591,045 
Yvonne A. Maldonado, M.D.   42,513,342    350,719    98,796    4,591,045 
Scott L. Morris   42,645,663    199,055    118,139    4,591,045 
Peter C. Nelson   41,789,966    1,063,709    109,182    4,591,045 
Carol M. Pottenger   42,525,650    338,715    98,492    4,591,045 
Lester A. Snow   42,392,476    453,254    117,127    4,591,045 
Patricia K. Wagner   42,776,882    87,605    98,370    4,591,045 

 

2.      The advisory vote on the compensation paid to the Company’s named executive officers was approved as follows:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes
39,361,252   3,402,509   199,096   4,591,045

 

3.      The appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2022 was ratified as follows:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes
46,986,563   387,638   179,701   0

 

4.      The amendment to the Company’s Certificate of Incorporation to increase the number of authorized shares of common stock from 68,000,000 to 136,000,000 was approved as follows:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes
45,386,831   1,759,124   407,947   0

 

 

 

 

SIGNATURES 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CALIFORNIA WATER SERVICE GROUP
   
Date: June 6, 2022 By: /s/ Martin A. Kropelnicki
  Name: Martin A. Kropelnicki
  Title: President & Chief Executive Officer